Course Description
This course provides a comprehensive introduction to financial regulations and ethical standards within the global financial system. Students will explore the legal and institutional framework governing financial markets, including key regulatory bodies, compliance mechanisms, and landmark legislations at the regional and global level. The course also delves into ethical theories and principles, applying them to real-world financial dilemmas and decision-making processes. Delivered through a combination of lectures, case studies, and interactive discussions, the course aims to foster critical thinking and practical understanding of ethical and regulatory challenges faced by finance professionals. By the end of the course, students will be equipped to recognize regulatory risks, uphold professional standards, and contribute to responsible financial practices—skills that are essential for careers in banking, investment, corporate finance, and compliance.